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Programme

Compliance Risks

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CONCEPTS
KEY
1
INTRODUCTION AND FUNCTION
2
REGULATORY FRAMEWORK
3
DESIGN AND IMPLEMENTATION OF COMPLIANCE RISK MANAGEMENT IN THE ORGANISATION. ISO 19600
4
ADVERSE EVENT NOTIFICATION AND REGISTRATION SYSTEM: COMPLAINTS BOX
5
THE FOUR PILLARS OF COMPLIANCE, METHODOLOGICAL FOUNDATIONS AND IMPLEMENTATION OF AUDIT, CONTROL AND INTERVENTION SYSTEMS
6
FIRST PILLAR. COMPLIANCE WITH VOLUNTARY COMMITMENTS
7
SECOND PILLAR. COMPLIANCE WITH NON-CONTRACTUAL COMMITMENTS
8
THIRD PILLAR. COMPLIANCE WITH LEGAL COMMITMENTS
9
FOURTH PILLAR. COMPLIANCE WITH CRIMINAL LEGISLATION

Information

OBJECTIVES

  • Deal with the main concepts related to compliance risks in an organisation.

  • Implement a compliance risk management system in an organisation.

  • Operate and respond to notifications received through the organisation's complaint mailbox.

  • Apply the four compliance risk pillars in the organisation.

MÓDULES

INTRODUCTION AND FUNCTION
REGULATORY FRAMEWORK
DESIGN AND IMPLEMENTATION OF COMPLIANCE RISK MANAGEMENT IN THE ORGANISATION. ISO 19600
ADVERSE EVENT NOTIFICATION AND REGISTRATION SYSTEM: COMPLAINTS BOX
THE FOUR PILLARS OF COMPLIANCE, METHODOLOGICAL FOUNDATIONS AND IMPLEMENTATION OF AUDIT, CONTROL AND INTERVENTION SYSTEMS
FIRST PILLAR. COMPLIANCE WITH VOLUNTARY COMMITMENTS
  • Business ethics.

  • Good Corporate Governance.

  • Corporate Social Responsibility.

  • Pre-contractual and quasi-contractual obligations.

  • Contractual obligations.

SECOND PILLAR. COMPLIANCE WITH NON-CONTRACTUAL COMMITMENTS
  • Exploitation.

  • Accidents at work and occupational diseases.

  • Products.

  • Services.

  • Environment.

  • Administrators and managers in the organisation.

  • Intimacy, honour, own image, secrecy of communications.

  • Public administrations.

THIRD PILLAR. COMPLIANCE WITH LEGAL COMMITMENTS
  • Tax compliance.

  • Data protection.

  • Occupational safety.

  • Protection of business secrecy. Law 1/2019.

  • Copyrights.

  • Intellectual property.

  • Industrial property.

  • Patents and Trademarks.

FOURTH PILLAR. COMPLIANCE WITH CRIMINAL LEGISLATION
  • Model for the implementation of ISO 19601 for offences liable to be attributed to the organisation in accordance with article 31 bis of the penal code.

  • Complementary model to ISO 19601 - besides offences related to article 31 bis of the penal code – also all those offences that may generate civil liability ex officio for the organisation in accordance with articles 120 (companies) and 121 of the penal code (public administrations).

Este curso pertenece al y actualmente no se puede cursar de manera independiente.
Si desea recibir información del Máster al que pertenece o de posibles ediciones del curso a las que se pueda inscribir independientemente puede rellenar el siguiente formulario:
PROG-FA-SEMI-NAC-COMPLIANCE-RISKS-
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